Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Vaughn is a financial advisor with Wells Fargo Clearing Services, LLC in Winston Salem, NC. Stuart Vaughn has been in the financial industry since March 1997. Stuart Vaughn's current employment with Wells Fargo Clearing Services, LLC started in May 2012. Stuart Vaughn holds a Series 7, Series 63, and Series 65 licenses. Stuart Vaughn is also registered in 7 states and has over 13 years of experience with Raymond James Financial Services, Inc. in Winston-Salem, NC, Stuart Vaughn has also worked for Uvest Financial Services Group, Inc. in Winston-Salem, NC; Legg Mason Wood Walker, Incorporated in Baltimore, MD; Scott & Stringfellow, Inc. in Richmond, VA, and Scott & Stringfellow, Inc. in Richmond, VA. Stuart Vaughn works with individuals, high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
05/18/2012 - Present
Wells Fargo Clearing Services, LLC (WINSTON SALEM NC)
NC
11/13/2007 - 05/21/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (WINSTON-SALEM NC)
NC
05/02/2005 - 11/13/2007
UVEST FINANCIAL SERVICES GROUP, INC. (WINSTON-SALEM NC)
MD
10/06/1999 - 05/03/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
VA
05/05/1999 - 10/15/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
03/15/1999 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
09/20/1993 - 09/08/1995
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IA
Issued 03/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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