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Stuart Farrell Ettingoff

J. W. Cole Advisors, Inc.

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About Stuart Farrell Ettingoff

Stuart Farrell Ettingoff is an investment advisor representative for J. W. Cole Advisors, Inc. with over 40 years of experience in the industry. Stuart has been registered with FINRA since 1982 and has held various positions at financial institutions, including Prudential Securities Incorporated and Wells Fargo Clearing Services, LLC. Stuart is registered to provide investment advice in 21 states and holds Series 63, 65, 7 and SIE licenses.

Firm Information

Stuart Ettingoff is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Ettingoff’s Registration & Firm History

FL

04/26/2019 - Present

J. W. Cole Advisors, Inc. (TAMPA FL)

PA

07/01/2003 - 05/01/2019

WELLS FARGO CLEARING SERVICES, LLC (RADNOR PA)

NY

01/25/1982 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/30/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/20/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Stuart Farrell Ettingoff. Review regulatory record here.
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