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Stuart Evan Harris

Equitable Distributors, LLC

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About Stuart Evan Harris

Stuart Evan Harris is a financial professional with over 20 years of experience in the industry. Stuart has been registered in 28 states and holds a variety of licenses including Series 6, 7, 24, 63 and 65. Stuart is currently registered with Equitable Distributors, LLC and previously worked at SECU BROKERAGE SERVICES, EQUITABLE ADVISORS, LLC, AXA ADVISORS, LLC, and SIMMERS CAPITAL MANAGEMENT CORPORATION.

Firm Information

Stuart Harris is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Harris’s Registration & Firm History

NC

08/22/2024 - Present

Equitable Distributors, LLC (Charlotte NC)

NC

11/14/2023 - 08/06/2024

SECU BROKERAGE SERVICES (RALEIGH NC)

NC

05/12/2021 - 02/13/2023

EQUITABLE ADVISORS, LLC (WILMINGTON NC)

NC

06/04/2015 - 01/22/2021

EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)

NC

05/23/2002 - 06/03/2015

AXA ADVISORS, LLC (RALEIGH NC)

AZ

09/05/2001 - 05/20/2002

SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)

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Licenses & Designations

IA

Issued 09/12/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2002

Series 7 - General Securities Representative Examination

BC

Issued 09/04/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Evan Harris.
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