Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Elliott Roberts is a financial professional with over 30 years of experience in the industry. Stuart is currently registered with Equitable Advisors, LLC, where is a Registered Representative and Investment Advisor Representative. Stuart has a strong background in securities and investments, holding Series 7 and Series 63 licenses, as well as a Series 65 license. Previously, worked at WELLS FARGO CLEARING SERVICES, LLC and STERNE, AGEE & LEACH, INC. Stuart's expertise spans various areas, including financial planning, portfolio management, and pension consulting. Stuart is committed to providing personalized financial advice and strategies to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
05/20/2022 - Present
Equitable Advisors, LLC (BIRMINGHAM AL)
AL
09/21/2012 - 05/24/2022
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
07/28/2006 - 09/28/2012
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
01/08/1992 - 08/01/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)
IA
Issued 08/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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