Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Edward Sierer is a financial advisor associated with UBS Financial Services Inc. Stuart has been in the industry since August 19, 1963 and has worked with Puget Sound Securities, Inc. and McLean & Company, Inc. in the past. Stuart has a variety of licenses and certifications, including Series 7, Series 63, Series 65, and Series 24. Stuart is registered in numerous states including Arizona, California, Colorado, Georgia, Hawaii, Idaho, Minnesota, Nevada, New Mexico, Oregon, Pennsylvania, Texas, Utah, Vermont, Virginia, and Washington. Stuart provides a range of services, including financial planning, pension consulting, educational seminars, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
03/08/1995 - Present
UBS Financial Services Inc. (SEATTLE WA)
WA
08/20/1963 - 01/22/1993
PUGET SOUND SECURITIES, INC. (SEATTLE WA)
NA
12/23/1976 - 06/17/1977
MCLEAN & COMPANY, INC.
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/1973
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1963
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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