Unclaimed
Stuart E. Leyton is a financial advisor with LPL Financial LLC, based in Melville, NY. Stuart Leyton has been in the financial services industry since August 10, 2003, and has held multiple industry certifications, including Series 6, Series 63, Series 65 and SIE. Stuart Leyton provides various financial services, including financial planning, consulting, and investment management for individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/13/2022 - Present
LPL Financial LLC (MELVILLE NY)
NY
08/12/2008 - 06/07/2018
HD VEST INVESTMENT SERVICES (NEW YORK NY)
NY
08/03/2005 - 09/25/2006
H.D. VEST INVESTMENT SERVICES (WYKAGYL NY)
GA
03/08/1999 - 12/31/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 07/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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