Unclaimed
Stuart David Barnett is a financial advisor with over 24 years of experience in the financial services industry. Stuart is currently registered with Charles Schwab & CO., Inc. and holds licenses in several states. Stuart provides financial planning and advisory services. Stuart is a highly experienced advisor, providing financial services for a variety of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
01/02/2019 - Present
Charles Schwab & CO., Inc. (New York City NY)
MA
06/21/2001 - 10/29/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/21/2001 - 10/29/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
01/12/2001 - 05/23/2001
MURPHY & DURIEU (NEW YORK NY)
NY
01/10/2001 - 01/12/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
02/19/1999 - 01/08/2001
MURPHY & DURIEU (NEW YORK NY)
FL
07/28/1998 - 02/25/1999
D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)
NY
08/13/1997 - 11/07/1997
ASH & CO. INCORPORATED (GREAT NECK NY)
BOTH
Issued 06/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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