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Stuart D Berg

PFS Investments Inc.

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About Stuart D Berg

Stuart Berg is an Investment Advisor Representative with PFS Investments Inc. Stuart Berg has been in the securities industry since November 19, 2000. Stuart Berg is registered with FINRA and has a Series 6, Series 63, and Series 26 license. Stuart Berg has been with PFS Investments Inc. since March 11, 2016. Previous firms include Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc. Stuart Berg's areas of expertise include investment company products/variable contracts.

Firm Information

Stuart Berg is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Berg’s Registration & Firm History

NY

09/01/2021 - Present

PFS Investments Inc. (E PATCHOGUE NY)

NY

03/11/2016 - 08/29/2018

PFS INVESTMENTS INC. (E PATCHOGUE NY)

MN

10/05/2009 - 06/07/2013

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MI

02/10/2003 - 10/05/2009

AMERIPRISE ADVISOR SERVICES, INC. (DETROIT MI)

GA

05/23/1997 - 12/31/2002

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 08/28/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stuart D Berg. Review regulatory record here.
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