Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Conley is an investment advisor representative with B. Riley Wealth Advisors, Inc. Stuart has been in the industry since 1996 and has a wide range of experience in financial services. Stuart has worked with several firms including National Securities Corporation, Further Lane Securities, L.P., UBS Financial Services Inc., Oppenheimer & Co. Inc., CIBC World Markets Corp. and Salomon Smith Barney Inc. Stuart is registered with FINRA and holds a Series 7, Series 31 and Series 63 license, as well as a Series 65 license. Stuart provides financial planning, portfolio management, pension consulting and selection of other advisors to individuals, corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/21/2021 - Present
B. Riley Wealth Advisors, Inc. (NEW YORK NY)
NY
02/28/2014 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
07/02/2013 - 02/25/2014
FURTHER LANE SECURITIES, L.P. (NEW YORK NY)
NY
12/01/2006 - 07/22/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/03/2003 - 12/04/2006
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
12/13/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/14/1996 - 12/20/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 11/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 07/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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