Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Charles Tauber is a financial advisor who is registered with Kestra Investment Services, LLC. Stuart has been in the industry since October 24, 2000. Stuart holds the Series 6, Series 63, Series 6TO and SIE licenses. Stuart's previous employers include MML Investors Services, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company. Stuart is currently licensed to provide financial advice in Arizona, District of Columbia, Florida, Louisiana, Maryland, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
12/20/2022 - Present
Kestra Investment Services, LLC (BETHESDA MD)
MD
08/30/2010 - 07/16/2014
NFP SECURITIES, INC. (BETHESDA MD)
MD
01/02/1997 - 08/31/2010
MML INVESTORS SERVICES, INC. (BETHESDA MD)
IN
05/21/1992 - 12/31/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/21/1992 - 12/31/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 04/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/18/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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