Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Carr is a financial advisor with Scotia Capital (usa) Inc. He is a Series 24, Series 55, Series 57, and Series 3 licensed professional with over 13 years of experience in the financial services industry. Stuart Carr is registered to provide investment advice in 52 states and territories. Stuart Carr joined Scotia Capital (usa) Inc. on March 26, 2018. Prior to that, Stuart Carr was associated with Bloomberg Tradebook LLC. Stuart Carr holds the following licenses and certifications: Series 63, Series 7, Series 3, Series 55, Series 57 and Series 24.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/26/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/24/2010 - 03/23/2018
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
BC
Issued 03/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/17/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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