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Stuart Byron Bogard

Providence Asset Management LLC

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About Stuart Byron Bogard

Stuart Byron Bogard is an investment advisor representative with Providence Asset Management LLC. Stuart has been in the industry since September 1994 and is registered with the state of Arkansas as an Investment Advisor Representative. Stuart also holds Series 63 and 7 securities licenses. Stuart's previous experience includes time with Stephens Inc.

Firm Information

Stuart Bogard is currently registered with Providence Asset Management LLC. Providence Asset Management LLC is an investment advisor registered with the SEC. They provide portfolio management for individuals and have approximately $60 million in regulatory assets under management. They have a total of 148 accounts, all of which are discretionary. Their clientele primarily consists of high-net-worth individuals and individuals other than high-net-worth.

$60.00M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Bogard’s Registration & Firm History

AR

01/19/2013 - Present

Providence Asset Management LLC (NORTH LITTLE ROCK AR)

AR

09/07/1994 - 10/03/2001

STEPHENS INC. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 11/13/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Stuart Byron Bogard.
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