Unclaimed
Stuart Bryan Haw is an Investment Advisor Representative who has been in the financial industry since September 25, 1997. Stuart is currently registered with Cetera Investment Advisers LLC in Bradenton, Florida. Stuart also has previous registrations with Investors Capital Corp. and LSA Securities, Inc. Stuart has passed the Series 6, 22, 26, 63 and 65 exams and holds a SIE license. Stuart provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (BRADENTON FL)
FL
09/26/1997 - 10/03/2016
INVESTORS CAPITAL CORP. (BRADENTON FL)
NE
10/14/1999 - 12/17/1999
LSA SECURITIES, INC. (LINCOLN NE)
IA
Issued 08/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2002
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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