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Stuart Bryan Haw

Cetera Investment Advisers LLC

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About Stuart Bryan Haw

Stuart Haw is an investment advisor representative with Cetera Investment Advisers LLC. Stuart Haw has been in the securities industry since September 25, 1997. Stuart Haw holds licenses in 16 states and 2 IA registrations. Stuart Haw specializes in Portfolio management for businesses, Portfolio management for individuals, Financial Planning, Educational seminars, and Pension consulting. Stuart Haw is also registered to provide these services in Arizona, California, Colorado, Florida, Idaho, Illinois, Kentucky, Michigan, Minnesota, Nebraska, Nevada, New Mexico, Ohio, Oklahoma, South Carolina, Texas.

Firm Information

Stuart Haw is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Haw’s Registration & Firm History

FL

03/21/2024 - Present

Cetera Investment Advisers LLC (BRADENTON FL)

FL

09/26/1997 - 10/03/2016

INVESTORS CAPITAL CORP. (BRADENTON FL)

NE

10/14/1999 - 12/17/1999

LSA SECURITIES, INC. (LINCOLN NE)

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Licenses & Designations

IA

Issued 8/5/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/9/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/3/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/9/2002

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 9/25/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Stuart Bryan Haw. Review regulatory record here.
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