Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Brigham Wales is a financial advisor with over 25 years of experience in the industry. Stuart has worked at Evercore Group LLC since 2015. Previously, Stuart was with INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, RAYMOND JAMES & ASSOCIATES, INC., MORGAN STANLEY & CO. LLC, SUSQUEHANNA FINANCIAL GROUP, LLLP, THOMAS WEISEL PARTNERS LLC, BANCBOSTON ROBERTSON STEPHENS INC., JOHN HANCOCK DISTRIBUTORS, INC., and JOHN HANCOCK FUNDS, INC.. Stuart has Series 3, 6, 7, 55, 57TO and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
12/22/2015 - Present
Evercore Group LLC (Boston MA)
MA
10/30/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (BOSTON MA)
MA
03/07/2013 - 10/31/2014
RAYMOND JAMES & ASSOCIATES, INC. (BOSTON MA)
MA
04/10/2006 - 02/13/2013
MORGAN STANLEY & CO. LLC (BOSTON MA)
PA
12/04/2002 - 04/10/2006
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
CA
11/16/1999 - 12/02/2002
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CA
01/09/1998 - 11/16/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
MA
06/30/1997 - 02/05/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/28/1997 - 06/30/1997
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
BC
Issued 03/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 02/01/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/17/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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