Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Bradley Lipsteuer is a registered representative with First Citizens Investor Services, Inc. Stuart has been in the securities industry since 1995. Stuart holds Series 63, 65, 7 and SIE licenses. Stuart has experience with clients of all types including high-net-worth individuals, corporations, pension and profit sharing plans, and charitable organizations. Stuart's primary services include financial planning, portfolio management for individuals and businesses, and selection of other advisors. Stuart has experience with Piedmont Independent Fiduciaries, Ryan LLC, Thomson Reuters, EquityRT and Wachovia Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/28/2024 - Present
First Citizens Investor Services, Inc. (Richmond VA)
NC
07/01/2003 - 01/13/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
01/11/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
04/01/1999 - 01/11/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/01/1998 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
NC
02/26/1997 - 06/01/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NJ
04/11/1996 - 05/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
GA
02/23/1996 - 04/24/1996
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
IL
07/11/1995 - 09/25/1995
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
IA
Issued 06/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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