Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Becherer Smith has been in the financial services industry since November 20, 2001. Stuart is currently registered with LPL Financial LLC. Stuart has been registered in 23 states and is licensed with Series 3, 7, 55, 63, and SIE exams. Stuart has prior experience with IDS LIFE INSURANCE COMPANY, SCHONFELD SECURITIES, LLC, and OSCAR GRUSS & SON, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
01/14/2025 - Present
LPL Financial LLC (EDEN PRAIRIE MN)
MN
07/31/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
12/20/2001 - 02/11/2003
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
05/15/2001 - 11/28/2001
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
BC
Issued 05/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/20/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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