Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Rosenberg is a financial advisor with Citigroup Global Markets INC. Stuart has been in the industry since 1985 and has been registered with FINRA since 1991. Stuart is a licensed investment advisor and has passed the Series 6, 7, 10, 24, 63, and 65 exams. Stuart is registered in 25 states and specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/29/2007 - Present
Citigroup Global Markets Inc. (Los Angeles CA)
CA
06/28/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
CT
02/07/2001 - 03/16/2004
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
TX
11/24/1997 - 02/25/2000
SWS FINANCIAL SERVICES (DALLAS TX)
RI
08/15/1996 - 08/20/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
01/10/1991 - 06/05/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/01/1993 - 10/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
VA
04/28/1988 - 12/21/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
09/02/1987 - 12/08/1987
IRONWOOD SECURITIES, INC.
NA
03/05/1986 - 01/21/1987
INVESTACORP, INC.
NA
01/27/1986 - 02/06/1986
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
07/10/1985 - 02/03/1986
VALUE EQUITIES CORPORATION
NA
07/16/1984 - 07/22/1985
BLC EQUITY SERVICES CORPORATION
NA
12/17/1982 - 06/27/1984
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 4/4/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/6/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/4/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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