Unclaimed
Stuart Arthur Pearl is a financial advisor who has been in the industry since 1984. Stuart is currently registered with LPL Financial LLC and is licensed in several states, including Connecticut, Texas, and Arizona. Stuart has experience in the financial services industry and has held positions at several firms, including Jefferson Pilot Securities Corporation and MetLife Securities Inc. Stuart offers a variety of financial services, including financial planning, investment management, and insurance. Stuart is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/12/2024 - Present
LPL Financial LLC (HAMDEN CT)
MA
02/04/2003 - 06/02/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
IN
10/01/1997 - 02/19/2003
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
04/18/1997 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MA
12/13/1983 - 02/24/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/13/1983 - 02/24/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 07/07/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/06/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/12/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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