Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Sprenger is a financial advisor with Citigroup Global Markets Inc. He is registered with both FINRA and the state of California and holds numerous securities licenses including Series 7, 63, 24, 52, 53, 9, 10 and SIE. Stuart has been working in the financial industry since 1991. He has experience providing asset allocation advice, financial planning, and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/18/2009 - Present
Citigroup Global Markets Inc. (FRESNO CA)
CA
06/09/2009 - 07/23/2009
CITIGROUP GLOBAL MARKETS INC. (FRESNO CA)
NY
06/01/2009 - 06/27/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
CA
05/29/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FRESNO CA)
CA
11/13/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (HOLLYWOOD CA)
CA
05/08/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
07/24/1997 - 05/06/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/21/1992 - 07/23/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MD
09/26/1991 - 08/24/1992
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 11/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/20/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/09/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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