Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Augustine is a financial advisor with over 20 years of experience in the financial services industry. Stuart is currently registered with LPL Financial LLC and is licensed to provide investment advice in 28 states. Stuart has worked for several firms including Stifel, Nicolaus & Company, Incorporated and Wachovia Securities, LLC. Stuart is an active member of the financial community and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/18/2024 - Present
LPL Financial LLC (FAYETTEVILLE NC)
NC
02/09/2009 - 04/26/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FAYETTEVILLE NC)
FL
03/06/2008 - 02/13/2009
EAGLE FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
MO
04/20/2006 - 03/17/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CT
10/14/2002 - 11/01/2005
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
BOTH
Issued 02/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 04/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stuart Augustine is the right advisor for you? Invested Better is here to help.
