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Stuart Anderson Fleck

Northwestern Mutual Investment Services, LLC

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About Stuart Anderson Fleck

Stuart Anderson Fleck is a financial advisor with Northwestern Mutual Investment Services, LLC. Stuart has over 13 years of experience in the financial services industry. Stuart is registered to provide investment advice in Colorado and Wisconsin. Stuart is a Series 6, 7, 63 and 65 licensed professional. Stuart has previously worked with GWFS Equities, Inc. and AXA Advisors, LLC. Stuart is also a trustee for Iowa Realty Trust.

Firm Information

Stuart Fleck is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stuart Fleck’s Registration & Firm History

WI

08/10/2011 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

10/12/2010 - 06/15/2011

GWFS EQUITIES, INC. (GLENDALE WI)

WI

03/20/2009 - 01/08/2010

AXA ADVISORS, LLC (MILWAUKEE WI)

WI

09/22/2008 - 11/20/2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 4/22/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/14/2009

Series 7 - General Securities Representative Examination

BC

Issued 9/20/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart Anderson Fleck.
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