Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Alter is a financial advisor with over 40 years of experience in the industry. Stuart currently works with Morgan Stanley in New York, NY. Stuart is registered to provide investment advice in 27 states and the District of Columbia, and has passed a total of 5 industry exams. Prior to joining Morgan Stanley, Stuart worked at various firms including Citigroup Global Markets Inc., PaineWebber Incorporated and Prudential Securities Incorporated. Stuart specializes in working with individuals, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
07/20/2011 - Present
Morgan Stanley (New York NY)
NY
02/01/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/11/1996 - 02/15/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/15/1992 - 03/14/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/07/1986 - 06/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/15/1986 - 10/07/1987
D. H. BLAIR & CO., INC.
NA
10/31/1981 - 04/18/1986
BROADCHILD SECURITIES CORP.
BOTH
Issued 08/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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