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Stuart Allen Weinstein

Wells Fargo Clearing Services, LLC

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About Stuart Allen Weinstein

Stuart Allen Weinstein is an investment advisor representative with over 40 years of experience in the financial services industry. Stuart is currently registered with Wells Fargo Clearing Services, LLC and has held previous positions with UBS Financial Services Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stuart is a Series 66, Series 63, Series 8, Series 31, and Series 7 licensed professional. Stuart provides investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals.

Firm Information

Stuart Weinstein is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Weinstein’s Registration & Firm History

IL

01/22/2019 - Present

Wells Fargo Clearing Services, LLC (CHICAGO IL)

IL

04/25/2003 - 02/25/2013

UBS FINANCIAL SERVICES INC. (CHICAGO IL)

NY

01/17/2003 - 05/19/2003

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

09/21/1995 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

03/30/1982 - 09/26/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/11/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 03/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Stuart Allen Weinstein. Review regulatory record here.
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