Unclaimed
Stuart Alan Reid has been working in the financial services industry since August 1988. Currently, Stuart Reid is an active registered representative with Raymond James & Associates, Inc., where he has been employed since February 2013. Prior to joining Raymond James & Associates, Inc., Stuart Reid worked at Morgan Keegan & Company, Inc., PFIC Securities Corporation, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stuart Reid is licensed to sell securities in 26 states, including Arkansas, Texas, Alabama, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Utah, Virginia, Washington, and Wisconsin. Stuart Reid is also a registered Investment Advisor in Arkansas and Texas. Stuart Reid is a registered representative with FINRA, a registered investment advisor with the SEC, and a member of the Securities Industry and Financial Markets Association (SIFMA). Stuart Reid holds the following securities licenses: Series 7, Series 63, Series 65, and SIE. Stuart Reid is also licensed to sell insurance in Arkansas. Stuart Reid is a business owner and owns a race course measuring business. Stuart Reid specializes in providing financial planning services, pension consulting services, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Stuart Reid also provides other financial services, including but not limited to, market timing services, publication of periodicals, portfolio management for investment companies, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
06/22/2017 - Present
Raymond James & Associates, Inc. (JONESBORO AR)
AR
07/28/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JONESBORO AR)
TN
01/21/2004 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
06/02/1997 - 01/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/23/1997 - 06/06/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
07/05/1988 - 12/24/1996
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
IA
Issued 02/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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