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Stuart Alan Reid

Raymond James & Associates, Inc.

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About Stuart Alan Reid

Stuart Alan Reid has been working in the financial services industry since August 1988. Currently, Stuart Reid is an active registered representative with Raymond James & Associates, Inc., where he has been employed since February 2013. Prior to joining Raymond James & Associates, Inc., Stuart Reid worked at Morgan Keegan & Company, Inc., PFIC Securities Corporation, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stuart Reid is licensed to sell securities in 26 states, including Arkansas, Texas, Alabama, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Michigan, Minnesota, Mississippi, Missouri, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Utah, Virginia, Washington, and Wisconsin. Stuart Reid is also a registered Investment Advisor in Arkansas and Texas. Stuart Reid is a registered representative with FINRA, a registered investment advisor with the SEC, and a member of the Securities Industry and Financial Markets Association (SIFMA). Stuart Reid holds the following securities licenses: Series 7, Series 63, Series 65, and SIE. Stuart Reid is also licensed to sell insurance in Arkansas. Stuart Reid is a business owner and owns a race course measuring business. Stuart Reid specializes in providing financial planning services, pension consulting services, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Stuart Reid also provides other financial services, including but not limited to, market timing services, publication of periodicals, portfolio management for investment companies, and portfolio management for pooled investment vehicles.

Firm Information

Stuart Reid is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stuart Reid’s Registration & Firm History

AR

06/22/2017 - Present

Raymond James & Associates, Inc. (JONESBORO AR)

AR

07/28/2004 - 02/13/2013

MORGAN KEEGAN & COMPANY, INC. (JONESBORO AR)

TN

01/21/2004 - 08/05/2004

PFIC SECURITIES CORPORATION (FRANKLIN TN)

NY

06/02/1997 - 01/09/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

01/23/1997 - 06/06/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

AR

07/05/1988 - 12/24/1996

CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)

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Licenses & Designations

IA

Issued 02/19/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Stuart Alan Reid. Review regulatory record here.
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