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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stuart? Claim Your ProfileStuart Dubson is a registered representative and investment advisor representative with Morgan Stanley. Stuart has been in the securities industry for over 20 years and holds a Series 3, 7, 8, 24, 55, 63 and 66 licenses. Stuart has been registered with Morgan Stanley since 2011. Prior to that, Stuart was registered with Brean Murray & Co., Inc., Sheppards Overseas, Inc. and Kaufmann, Alsberg & Co., Inc. Stuart provides financial planning, portfolio management for individuals, businesses, and investment companies and educational seminars. Stuart is licensed to provide financial advice in over 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/11/2020 - Present
Morgan Stanley (New York NY)
NY
05/23/1996 - 07/01/2003
BREAN MURRAY & CO., INC. (NEW YORK NY)
NJ
04/22/1988 - 02/25/1989
SHEPPARDS OVERSEAS, INC. (PLAINFIELD NJ)
NA
08/22/1986 - 08/11/1987
KAUFMANN, ALSBERG & CO., INC.
BOTH
Issued 08/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 04/25/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/28/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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