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Stuart A Kohn

Nylife Securities LLC

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About Stuart A Kohn

Stuart A Kohn has been in the financial services industry since October 29, 2017. Stuart is currently registered with Nylife Securities LLC. Stuart is registered in the state of New York. Stuart also holds the following licenses: Series 63, Series 65, Series 6TO, SIE, and Series 7. Stuart has previously been associated with the following firms: Princor Financial Services Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, KSH Investment Group, Inc., Smith Barney Inc., and Lehman Brothers Inc.

Firm Information

Stuart Kohn is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stuart Kohn’s Registration & Firm History

NY

09/11/2023 - Present

Nylife Securities LLC (MELVILLE NY)

NY

07/15/2013 - 04/06/2015

PRINCOR FINANCIAL SERVICES CORPORATION (Melville NY)

NY

07/01/1997 - 01/29/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/16/1997 - 06/16/1997

KSH INVESTMENT GROUP, INC. (GREAT NECK NY)

NY

03/14/1994 - 01/22/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

11/16/1993 - 03/02/1994

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/11/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/11/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/10/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/07/2023

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stuart A Kohn.
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