Unclaimed
Stratton Grandy is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Hunt Valley, MD. Stratton has been in the financial services industry since 2018, and has experience in providing investment advisory services to clients. Stratton is registered to offer investment advisory services in Maryland, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
10/04/2021 - Present
Northwestern Mutual Investment Services, LLC (Hunt Valley MD)
MD
07/19/2018 - 11/11/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BALTIMORE MD)
BC
Issued 07/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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