Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stratton? Claim Your ProfileStratton Brown is a financial professional licensed in 20 states. Stratton has been in the industry for over 6 months. They are registered with the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7) and the Uniform Securities Agent State Law Examination (Series 63). Stratton is employed by Guggenheim Funds Distributors, LLC, a registered investment advisor with over 160 registered representatives and a client base that includes investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Index licensing fee
1
2
IL
06/06/2022 - Present
Guggenheim Funds Distributors, LLC (CHICAGO IL)
BC
Issued 06/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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