Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Storm? Claim Your ProfileStorm Duncan is a financial advisor with Finalis Securities LLC. Storm has been in the securities industry since 1994. Storm is registered with the state of California, Delaware, Florida, Illinois, Massachusetts, Texas, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/25/2023 - Present
Finalis Securities LLC (New York NY)
NY
09/16/2022 - 10/19/2022
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
FL
08/05/2016 - 02/16/2022
JEFFERIES LLC (MIAMI FL)
CA
02/13/2012 - 04/18/2012
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
11/16/1999 - 01/06/2012
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NY
09/16/1996 - 04/12/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/20/1996 - 09/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/07/1994 - 03/07/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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