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Stoney Jay Lee

Cambridge Investment Research, Inc.

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About Stoney Jay Lee

Stoney Jay Lee is a financial advisor with Cambridge Investment Research, Inc. Stoney has been in the industry since 2001 and has experience with a variety of firms, including Broker Dealer Financial Services Corp., SCF Securities, Inc., Regal Securities, Inc., Liberty Group, LLC, Equity Services, Inc., InterFirst Capital Corporation, and San Clemente Securities, Inc. Stoney is registered with the following states: Arizona, California, Florida, Hawaii, Idaho, Indiana, Michigan, Missouri, Nevada, Texas, and Washington. Stoney holds the Series 6, Series 62, Series 63, and SIE licenses.

Firm Information

Stoney Lee is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stoney Lee’s Registration & Firm History

CA

10/20/2018 - Present

Cambridge Investment Research, Inc. (FULLERTON CA)

CA

05/08/2008 - 10/20/2018

BROKER DEALER FINANCIAL SERVICES CORP. (FULLERTON CA)

CA

10/11/2005 - 05/09/2008

SCF SECURITIES, INC. (FULLERTON CA)

IL

08/20/2007 - 12/13/2007

REGAL SECURITIES, INC. (GLENVIEW IL)

CA

04/23/2004 - 05/10/2005

LIBERTY GROUP, LLC (OAKLAND CA)

VT

08/29/2001 - 10/15/2003

EQUITY SERVICES, INC. (MONTPELIER VT)

CA

04/10/2000 - 01/16/2001

INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)

CA

01/02/2000 - 04/10/2000

SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)

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Licenses & Designations

BC

Issued 10/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2000

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 12/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stoney Jay Lee. Review regulatory record here.
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