Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stokes? Claim Your ProfileStokes Andrew Baird is a financial advisor in Louisville, KY with over 27 years of experience in the industry. Stokes is currently registered with Wells Fargo Clearing Services, LLC. Stokes has also been previously registered with Morgan Stanley and Citigroup Global Markets Inc. Stokes has passed the Series 63, 65, 7 and SIE exams, and holds registrations in several states, including Kentucky, Georgia, Indiana, Michigan, South Carolina and California. Stokes also serves on the board of the Buckeye Trace Homeowners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
12/12/2018 - Present
Wells Fargo Clearing Services, LLC (LOUISVILLE KY)
KY
06/01/2009 - 12/11/2018
MORGAN STANLEY (LOUISVILLE KY)
KY
03/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOUISVILLE KY)
KY
08/21/1995 - 03/24/2008
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 11/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stokes Baird is the right advisor for you? Invested Better is here to help.
