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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stockton? Claim Your ProfileStockton Morgan Schultz is a financial advisor with UBS Financial Services Inc. Stockton has been in the industry for over 12 years. They are registered in 46 states, including Arizona, Michigan, and Texas. Stockton's practice specializes in providing financial planning, portfolio management, and educational seminars to individuals, corporations, and charitable organizations. Previously Stockton was with MORGAN STANLEY for almost two years in South Bend, Indiana. Stockton is a Series 66, Series 7, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
04/01/2013 - Present
UBS Financial Services Inc. (PHOENIX AZ)
IN
05/26/2011 - 04/23/2013
MORGAN STANLEY (SOUTH BEND IN)
BOTH
Issued 08/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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