Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stewart? Claim Your ProfileStewart Swinton Smith is an investment advisor representative at AE Wealth Management, LLC, in Greenville, SC. Stewart has over 20 years of experience in the financial services industry. Stewart is registered with the state of North Carolina and South Carolina as an Investment Advisor Representative. He holds Series 6, Series 63, and Series 65 licenses. Stewart also has experience in insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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SC
11/15/2021 - Present
AE Wealth Management, LLC (Greenville SC)
NC
01/24/2019 - 05/29/2019
ONEAMERICA SECURITIES, INC. (Charlotte NC)
NC
08/21/2017 - 01/02/2019
EQUITY SERVICES, INC. (CHARLOTTE NC)
SC
08/01/2014 - 08/02/2017
NYLIFE SECURITIES LLC (COLUMBIA SC)
SC
02/24/2012 - 06/12/2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (GREENVILLE SC)
SC
03/10/2008 - 12/31/2010
JBS LIBERTY SECURITIES, INC. (SPARTANBURG SC)
SC
12/17/2004 - 04/02/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA SC)
IA
Issued 09/27/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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