Unclaimed
Stewart Ritter is a financial advisor with over 40 years of experience in the industry. Stewart is registered to provide investment advice in New Jersey and Texas. Stewart works with clients of all types, including individuals, corporations, charitable organizations, and pension plans. Stewart is currently employed by Wells Fargo Advisors Financial Network, LLC, but has worked for several firms throughout their career. Stewart holds the Series 7, 6, 63, 65, 8, 9, 10, and 24 licenses and the SIE exam. Stewart is dedicated to providing their clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/20/2024 - Present
Wells Fargo Advisors Financial Network, LLC (RED BANK NJ)
NJ
07/01/2003 - 06/20/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTFIELD NJ)
NY
09/08/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
02/17/1995 - 09/18/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 02/14/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
12/04/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/24/1991 - 11/25/1991
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
08/16/1990 - 10/23/1991
JOSEPHTHAL & CO., INC.
NY
03/23/1989 - 10/26/1990
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NA
07/14/1987 - 03/02/1989
EMANUEL AND COMPANY
NA
02/17/1987 - 07/15/1987
MCLAUGHLIN, PIVEN, VOGEL INC.
NA
02/12/1986 - 06/04/1986
OPPENHEIMER & CO., INC.
NA
05/25/1983 - 02/19/1986
MCLAUGHLIN, PIVEN, VOGEL INC.
NA
03/12/1982 - 07/15/1982
FIRST INVESTORS CORPORATION
IA
Issued 07/13/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/1989
Series 24 - General Securities Principal Examination
BC
Issued 04/07/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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