Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stewart? Claim Your ProfileStewart Oldfield is a financial professional with over 20 years of experience in the industry. Stewart currently holds a Series 7, Series 63, Series 66, Series 9, Series 10, Series 24, Series 79TO, and Series 99TO licenses. Stewart's prior experience includes time at Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, and J.P. Morgan Securities Inc. Stewart is registered to provide securities advice and services in 18 states. Stewart is currently employed by Third Lake Associates, LLC, a firm that is active in both Broker-Dealer and Investment Advisor capacities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/19/2024 - Present
Third Lake Associates, LLC (TAMPA FL)
NY
11/12/2014 - 07/31/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
05/06/2002 - 10/10/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
02/12/2001 - 05/10/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/22/1999 - 02/12/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/19/2024
Series 99TO - Operations Professional Examination
BC
Issued 05/25/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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