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Stewart James Pascoe

Pruco Securities, LLC

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About Stewart James Pascoe

Stewart Pascoe is a registered investment advisor representative with Pruco Securities, LLC. Stewart joined the financial industry in 1999 and has been with Pruco Securities, LLC since that time. Stewart offers investment advisory services and specializes in a range of investment strategies. Stewart holds the Series 6, Series 63, Series 65, and SIE licenses. Stewart holds a current registration in 14 states and is registered with FINRA.

Firm Information

Stewart Pascoe is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Stewart Pascoe’s Registration & Firm History

CA

04/22/2019 - Present

Pruco Securities, LLC (SAN JOSE CA)

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Licenses & Designations

IA

Issued 07/13/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/11/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Stewart James Pascoe. Review regulatory record here.
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