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Stewart Frederic Hescheles

Kestra Investment Services, LLC

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About Stewart Frederic Hescheles

Stewart Frederic Hescheles is a financial advisor who has been working in the financial industry since 1993. Stewart is currently registered with Kestra Investment Services, LLC and previously worked for Cadaret, Grant & Co., Inc., Park Avenue Securities LLC, and Guardian Investor Services Corporation. Stewart holds the Series 6, Series 63, and Series 65 licenses. Stewart is registered in 17 states and specializes in providing financial services to individuals and families.

Firm Information

Stewart Hescheles is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stewart Hescheles’s Registration & Firm History

NJ

01/29/2024 - Present

Kestra Investment Services, LLC (MORRISTOWN NJ)

FL

03/16/2015 - 01/31/2024

CADARET, GRANT & CO., INC. (Boca Raton FL)

NJ

05/03/1999 - 03/23/2015

PARK AVENUE SECURITIES LLC (PARAMUS NJ)

NY

02/23/1995 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

01/05/1995 - 12/31/1996

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

01/19/1993 - 01/05/1995

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/24/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/15/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stewart Frederic Hescheles.
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