Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stewart? Claim Your ProfileStewart Churchill Hartman is a financial advisor who has been in the industry since 1994. Stewart is currently registered with Morgan Stanley and has held previous positions with CITIGROUP GLOBAL MARKETS INC., WARNER GROUP, INC. and PECAUT & CO. Stewart is licensed in 20 states and has passed several industry exams including the Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, and Series 66. Stewart also has a Series SIE and is a Registered Representative for Morgan Stanley. Stewart specializes in providing financial planning, portfolio management for businesses, portfolio management for individuals, portfolio management for investment companies, and asset allocation advice. Stewart also holds a sole proprietorship / owner / partner position with 235 Sam LLC, a rental property company in Sioux City, IA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NE
09/16/2021 - Present
Morgan Stanley (Omaha NE)
IA
06/28/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
IA
11/24/2003 - 06/29/2006
WARNER GROUP, INC. (SIOUX CITY IA)
IA
06/10/1994 - 11/21/2003
PECAUT & CO. (SIOUX CITY IA)
BOTH
Issued 06/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/30/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stewart Hartman is the right advisor for you? Invested Better is here to help.
