linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Stewart Charles Paskalis

Cetera Advisors LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stewart? Claim Your Profile

About Stewart Charles Paskalis

Stewart Charles Paskalis is a financial advisor associated with Cetera Advisors LLC. Stewart has been working in the financial industry since July 18, 1972. Cetera Advisors LLC is a Registered Investment Advisor based in Northborough, MA and has been active in the industry since 10/03/2016.

Firm Information

Stewart Paskalis is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stewart Paskalis’s Registration & Firm History

MA

10/03/2016 - Present

Cetera Advisors LLC (NORTHBOROUGH MA)

MA

02/24/2005 - 10/03/2016

INVESTORS CAPITAL CORP. (NORTHBOROUGH MA)

MO

08/05/2000 - 02/18/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

04/08/1998 - 08/05/2000

FIRST ALBANY CORPORATION (NEW YORK NY)

NJ

05/18/1990 - 02/09/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

05/14/1988 - 05/29/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

05/06/1983 - 05/14/1988

E. F. HUTTON & COMPANY INC

NA

02/23/1979 - 03/28/1983

MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.

NA

05/09/1978 - 02/23/1979

MOSELEY, HALLGARTEN & ESTABROOK INC

NA

02/24/1978 - 07/19/1978

DEAN WITTER REYNOLDS INC.

NA

12/10/1974 - 02/24/1978

REYNOLDS SECURITIES, INC.

NA

06/28/1972 - 11/20/1975

BACHE & CO INCORPORATED

NA

04/10/1972 - 07/05/1972

MERRILL LYNCH PIERCE FENNER P SMITH INC

Not sure if Stewart Charles Paskalis is right for you?

Licenses & Designations

BC

Issued 12/10/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1983

PC - AMEX Put and Call Exam

BC

Issued 04/05/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Stewart Charles Paskalis. Review regulatory record here.
Not sure if Stewart Charles Paskalis is right for you?