Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stewart? Claim Your ProfileStewart Alan Dier is a financial advisor with Silver Leaf Partners, LLC in NEW YORK, NY. Stewart has over 20 years of experience in the financial services industry. Stewart is registered with the state of California as a broker-dealer. Stewart is also licensed to sell securities in California. Stewart has passed the Series 63, 65, 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2016 - Present
Silver Leaf Partners, LLC (NEW YORK NY)
CA
06/16/2006 - 01/08/2007
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
NA
05/02/1989 - 11/20/1990
DONALD & CO. SECURITIES INC.
NA
01/19/1983 - 11/09/1987
SALOMON BROTHERS INC.
BC
Issued 12/19/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stewart Dier is the right advisor for you? Invested Better is here to help.
