Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Zoric is a financial professional with over 20 years of experience in the industry. Steven is currently registered with C. L. King & Associates, Inc. and is a Series 7, 24, 53, 63, and 79TO licensed professional. Steven has previously held positions with Nomura Securities International, Inc. and Man Investments Inc. Steven has experience working with clients in Illinois, New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/16/2023 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
11/06/2007 - 08/27/2020
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
IL
10/15/2001 - 11/06/2007
MAN INVESTMENTS INC. (CHICAGO IL)
BC
Issued 07/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Steven Zoric is the right advisor for you? Invested Better is here to help.
