Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Zeppenfeld is a financial advisor currently registered with Guggenheim Securities, LLC. Steven has over 8 years of experience in the financial services industry. Prior to joining Guggenheim Securities, LLC, Steven was employed with Guggenheim Funds Distributors, LLC and Raymond James & Associates, Inc. Steven holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/09/2020 - Present
Guggenheim Securities, LLC (CHICAGO IL)
IL
07/14/2017 - 09/25/2020
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
FL
06/01/2015 - 07/05/2017
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 08/05/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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