Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Yip is a financial professional with over 7 years of experience in the securities industry. Steven is currently registered with Mizuho Securities USA LLC and is located in NEW YORK, NY. Steven's previous experience includes a role with BARCLAYS CAPITAL INC. Steven holds FINRA Series 7, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/12/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/17/2016 - 06/08/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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