Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Wong is a registered investment advisor with Citigroup Global Markets Inc. Steven has over 20 years of experience in the financial services industry. Steven specializes in providing investment advice to high-net-worth individuals, corporations, and institutions. Steven's areas of expertise include asset allocation, portfolio management, and financial planning. Steven is registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/15/2024 - Present
Citigroup Global Markets Inc. (TAMPA FL)
NJ
04/26/2018 - 07/29/2019
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/17/2015 - 06/18/2018
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/29/2007 - 02/10/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/24/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/01/2001 - 02/08/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NE
10/18/2000 - 01/12/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 10/04/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 08/03/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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