Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven William Schmitz is a financial advisor with Empower Financial Services, Inc., a firm with its main office in Greenwood Village, Colorado. Steven is registered with FINRA and has been in the financial industry since August 2004. Steven specializes in providing investment advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/25/2008 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
01/27/1997 - 12/04/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/18/1995 - 02/07/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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