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Steven William Rapoport

A.g.p. / Alliance Global Partners

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About Steven William Rapoport

Steven William Rapoport is a financial advisor at A.g.p. / Alliance Global Partners and has been in the industry since 1998. Steven is registered with FINRA and the state of Florida. Steven's areas of expertise include financial planning, portfolio management for businesses and individuals, and selection of other advisors. Steven has previously been employed by AEGIS CAPITAL CORP., JOSEPH GUNNAR & CO. LLC, WESTROCK ADVISORS, INC., INVESTPRIVATE, INC., and BROADBAND CAPITAL MANAGEMENT, LLC.

Firm Information

Steven Rapoport is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Steven Rapoport’s Registration & Firm History

FL

08/02/2021 - Present

A.g.p. / Alliance Global Partners (BOCA RATON FL)

NY

12/16/2011 - 08/09/2021

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

09/17/2010 - 12/16/2011

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

04/02/2004 - 09/21/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

02/06/2003 - 04/05/2004

INVESTPRIVATE, INC. (NEW YORK NY)

NY

01/31/2003 - 03/04/2003

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

05/22/2000 - 09/17/2001

BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)

FL

04/16/1998 - 06/23/2000

D.L. CROMWELL INVESTMENTS, INC. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 06/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/22/2003

Series 7 - General Securities Representative Examination

BC

Issued 04/09/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Steven William Rapoport. Review regulatory record here.
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