Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven Pelzer is a financial advisor with over 20 years of experience in the financial services industry. He is a registered representative of UBS Financial Services Inc. Steven has held positions at several firms, including Hornor, Townsend & Kent, Inc., Deutsche Bank Securities Inc., and Alex. Brown & Sons Incorporated. Steven is also a registered investment advisor in Maryland and the District of Columbia. He holds the Series 7, 9, 10, 66, 99TO and SIE licenses. Steven specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. He is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
09/09/2019 - Present
UBS Financial Services Inc. (Lutherville MD)
MD
12/14/2012 - 03/14/2014
HORNOR, TOWNSEND & KENT, INC. (HUNT VALLEY MD)
MD
02/16/2007 - 10/01/2012
UBS FINANCIAL SERVICES INC. (BALTIMORE MD)
NY
01/13/2001 - 05/02/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
05/23/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NA
10/12/1988 - 08/07/1990
ALEX. BROWN & SONS INCORPORATED
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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