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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Steven? Claim Your ProfileSteven William Emerson is a financial advisor with Commonwealth Financial Network, a large financial advisory firm based in Waltham, Massachusetts. Steven Emerson has worked in the financial services industry for over 20 years and has experience providing financial advice to a variety of clients, including high-net-worth individuals, businesses, and retirement plans. Steven Emerson is registered with the state of California and is an active member of the investment advisory community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
04/16/2004 - Present
Commonwealth Financial Network (Marina CA)
CA
04/16/2004 - 12/31/2019
COMMONWEALTH FINANCIAL NETWORK (MARINA CA)
TX
09/11/1998 - 05/04/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/30/1997 - 07/15/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/12/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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