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Steven William Eaddy

TRB Capital Markets, LLC

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About Steven William Eaddy

Steven William Eaddy is a financial professional with over 15 years of experience in the industry. Steven currently works at TRB Capital Markets, LLC. Steven has been with TRB Capital Markets, LLC since 8/8/2024. Steven has also worked at Estrada Hinojosa & Company, Inc. and Cabrera Capital Markets, LLC. Steven is registered in Texas and holds several licenses, including Series 7, Series 50, Series 53, and Series 63.

Firm Information

Steven Eaddy is currently registered with TRB Capital Markets, LLC. TRB Capital Markets, LLC is a Limited Liability Company formed on August 19, 2022. The firm is registered in Colorado, Florida, Illinois, New York, and Texas and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Eaddy’s Registration & Firm History

NY

08/08/2024 - Present

TRB Capital Markets, LLC (NEW YORK NY)

IL

08/12/2008 - 08/13/2010

CABRERA CAPITAL MARKETS, LLC (CHICAGO IL)

IL

08/16/2006 - 12/13/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

CT

08/16/2006 - 09/05/2006

ABN AMRO INCORPORATED (STAMFORD CT)

IL

05/13/2005 - 07/26/2006

M. R. BEAL & COMPANY (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/26/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 11/20/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Steven William Eaddy. Review regulatory record here.
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