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Steven William Charest

Enclave Capital LLC

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About Steven William Charest

Steven Charest is a registered representative with Enclave Capital LLC. Steven has been in the financial services industry since 1993. Steven is a Series 7, Series 63, Series 24, Series 86, Series 87, and SIE licensed professional. Steven has held previous positions at San Blas Securities LLC, Empire Asset Management Company, Divine Capital Markets LLC, May, Davis Group Inc., Bear, Stearns & Co. Inc., Smith Barney Inc., and Lehman Brothers Inc. Steven is registered in Florida.

Firm Information

Steven Charest is currently registered with Enclave Capital LLC. Enclave Capital LLC is a Limited Liability Company formed in May 1995 and is registered in 19 states, including Arizona, California, and New York. They are also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Steven Charest’s Registration & Firm History

FL

11/14/2022 - Present

Enclave Capital LLC (BOCA RATON FL)

NY

03/12/2020 - 11/08/2022

SAN BLAS SECURITIES LLC (New York NY)

NY

09/19/2019 - 02/24/2020

EMPIRE ASSET MANAGEMENT COMPANY (NEW YORK NY)

NY

10/03/2003 - 07/31/2019

DIVINE CAPITAL MARKETS LLC (NEW YORK NY)

NY

01/07/1997 - 10/03/2003

MAY, DAVIS GROUP INC. (NEW YORK NY)

NY

07/02/1996 - 01/10/1997

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/31/1993 - 07/12/1996

SMITH BARNEY INC. (NEW YORK NY)

NY

12/07/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/10/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/04/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/07/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 05/12/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/02/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Steven William Charest. Review regulatory record here.
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